Research

The incentive systems that help identify high-potential talent may undermine the very qualities those leaders need to lead effectively.

Standing Out or Standing Alone?

My research examines when people choose to stand apart in competitive environments—and what happens when standing alone is structural rather than chosen. Across experimental studies and qualitative analysis of executive careers, I document the strategies people develop to navigate solo positions and the relational costs those strategies can impose over a career.

3,000+
Executive assessments analyzed
10,000+
Experimental participants
477
Executive career deep-dives

Solo Status and The Self-Sufficiency Trap

How and why do people choose to stand alone—and what happens when they don’t have a choice?

My research program examines solo status as both a strategic choice in competition and a structural condition in elite careers, with particular attention to the self-sufficiency trap that emerges when individual capital substitutes for relational capital over time.

In experimental work, I find that competition shapes when people choose to stand apart: under competitive incentives, people are twice as likely to be a solo—the only representative of their identity group—driven by perceived performance and evaluation advantages, and amplified by up-or-out reward structures.

For many first-generation, low-income, and underrepresented leaders, however, standing alone isn’t a strategy. It’s a structural reality. Drawing on 477 leadership assessments and seven in-depth interviews with Fortune 500 executives, I find that FGLI executives navigate a sponsorship gap—mentorship at rates comparable to peers, but limited access to senior leaders who advocate for visibility and opportunity. In response, they invest in individual capital—performance-based legitimacy, challenge orientation, and instrumentally constructed networks—to substitute for sponsor-mediated relational capital.

These strategies accompany advancement, but they also carry costs. I theorize a self-sufficiency trap: a self-reinforcing dynamic in which the same self-reliance that accompanies advancement among structurally solo executives progressively constrains the relational capacities senior leadership requires—and rations the very resources its correction would demand.

For those who choose solo status, competition makes standing apart strategically valuable. For those whose backgrounds make solo status structural, the strategies that accompany advancement may quietly constrain leadership effectiveness later in a career.

Peer-Reviewed Publications

Smith, Samantha N., Pink, Sophia L., Kirgios, Erika L., Chang, Edward H., and Milkman, Katherine L. (2026). Which Group Should I Join? Competition Drives Group Selection Away from Like-Minded Others. Journal of Experimental Social Psychology, 122, 104841.

Practitioner Publications

Hellauer, Samantha, Wang, Dina, Smith, Heidi, and Smith, Samantha N. From Corporate Leader to Private Equity CEO: What it Takes to Succeed. Harvard Business Review [June 2026 edition].

Prior Publications

Haygood, Tamara M., Smith, Samantha N., and Sun, Jia. (2018). Memory Bias in Observer Performance Literature. Journal of Medical Imaging, 5(3), Article 031412.

Dissertation

Alone at the Top: Antecedents, Strategies, and Costs of Flying Solo

My dissertation examines both sides of solo status: when people choose to stand apart, and what happens when they cannot avoid it. Combining nine preregistered experiments (N = 8,614), a coded archive of 477 leadership assessments, and seven in-depth interviews with Fortune 500 executives, I document the strategies people develop to navigate solo positions and the identity, relational, and career costs that accumulate over time.

People stand alone at work for different reasons: sometimes they choose to because incentives make standing apart strategically valuable; sometimes they cannot avoid it because their background sets them apart. Across nine preregistered studies (Chapters 1 and 2; N = 8,614), I find that people are twice as willing to be a solo—the only representative of their identity group—when promotions or bonuses are allocated competitively rather than randomly. At the individual level, the effect operates through perceived performance and evaluation advantages, and is partially suppressed by perceived threat. At the organizational level, the effect is amplified by up-or-out incentive structures.

Chapter 3 shifts from solo status as strategic choice to structural condition. Drawing on 477 leadership assessments and seven interviews with Fortune 500 executives with first-generation and/or low-income (FGLI) backgrounds, I find that FGLI executives had access to mentors who advised them but faced a gap in sponsorship—that is, access to senior leaders who advocated for their visibility and advancement. In response, these executives invested in individual capital (performance-based legitimacy, deliberately sought challenges, and instrumentally constructed networks) to substitute for sponsor-mediated relational capital. While these strategies accompanied career advancement, they also carried costs, most notably a self-sufficiency trap in which self-reliance eventually constrained the relational capacities senior leadership demands.

Together, these findings reveal both sides of solo status—when and why people choose it, and what it costs those without a choice.

Work in Progress

Smith, Samantha N., “Flying Solo: The Self-Sufficiency Trap in First-Generation and Low-Income Executives”

Preparing for submission to ASQ

First-generation and/or low-income (FGLI) executives navigate professional contexts in which their distinctiveness is structurally imposed—personally salient, yet rarely organized as a basis for institutional response. I term this condition structural solo status. Drawing on a coded archive of 477 leadership assessments and seven in-depth interviews with Fortune 500 FGLI executives, I find that they received mentorship at rates comparable to their peers but were less likely to report sponsorship—the advocacy that creates visibility, legitimacy, and opportunity.

In response, I theorize a compensatory system through which executives invested in individual capital to substitute for sponsor-mediated relational capital. Three behavioral strategies—performance-based legitimacy, challenge orientation, and instrumental bridge-building—directly addressed the sponsorship gap. Two psychological predispositions rooted in material scarcity—resilience reframing and scarcity-driven drive—sustained the strategies over time.

Finally, I document enduring costs of structural solo status, most notably a self-sufficiency trap in which the same self-reliance that accompanied advancement constrains the relational capacities senior leadership requires—and rations the resources its correction demands. The findings suggest that organizations seeking to develop and retain senior leaders must distinguish between developmental support that provides advice and that which provides advocacy—and recognize costs that accumulate when the latter is left to chance.

Smith, Samantha N., “Challenge Accepted: How and Why Competition Alters Solo Status Preferences”

Preparing for submission to OBHDP

Standing alone carries real costs; it severs the comforts of similarity and exposes one to scrutiny without allies. Yet under competitive pressure, people increasingly accept these costs. Across three preregistered studies (N = 3,214), including two scenario studies and an incentive-compatible real-decision study, I show that competition shapes whether people choose to be a solo—the only representative of their identity group in a given context.

I find that the effect operates through opposing pathways: (1) competition increases the desire for uniqueness and decreases the desire for belonging, both of which predict solo choice, and (2) competition simultaneously activates threat appraisals that pull people back toward similarity, partially suppressing the effect. I further show that the effect depends on how incentives are structured: solo status preferences intensify when incentives reward top performers (up-or-out systems) and disappear when incentives punish bottom performers (rank-and-yank systems).

These findings clarify how competition produces distinctiveness-seeking and identify boundary conditions under which it does not, with implications for organizational incentive design and talent management.

In Development

“Who Can Afford to Stand Alone? Resource Asymmetry of Strategic Career Risk-Taking”

In development

This paper connects the strategic and structural sides of the dissertation by asking when the choice to stand alone reflects resources rather than preference. Combines experimental and archival evidence to test whether competitive incentives that appear neutral activate solo-seeking differently among those who can absorb the downside risk and those who cannot.

“Sponsorship vs. Mentorship as Predictors of Career Advancement”

In development

Empirical work that tests the function-level distinction between mentorship and sponsorship. Examines whether sponsorship density predicts career velocity, promotion timing, and leadership readiness independently of mentorship density across 477 executive trajectories.

“The Self-Sufficiency Trap and Identity Calcification at Senior Leadership”

In development

A study of how leaders navigate the transition from individual contribution to leading effectively through others. Examines when self-reliance becomes entrenched (identity calcification) and what resources make recalibration possible.

Presentations

Conference Presentations

Smith, Samantha N. (2026, March). Flying Solo: The Self-Sufficiency Trap in First-Generation and Low-Income Executives. Invited presentation at Relationships Across Differences (RADS), Fontainebleau, France.

Catoe, Jamel, Smith, Samantha N., and +Blocker, Victor E. (2025, July). Expanding DEI Horizons: Broader Approaches to Diversity, Equity, and Inclusion Management Research. Co-organized PDW at AOM Annual Meeting, Copenhagen, Denmark.

PDW participants: Catoe, Jamel, Smith, Samantha N., +Blocker, Victor E., +Holmes IV, Oscar, Carter, James T., Johnson, Tiffany D., Ruggs, Enrica N., Gonzalez, Jorge A., Muzanenhamo, Penelope, Chico, Robert, Garcia, Alexandria L., De La Haye, DC, Reddick, Joanna, Rivera Piedra, Daniela, Simon, Angel, Thomas, Syreeta A., and Turner, Sarah R.

Smith, Samantha N., Kirgios, Erika L., Chang, Edward H., and Milkman, Katherine L. (2022). Which Group Should I Join? Competition Drives Group Selection Away from Like-Minded Others. Presented at:

  • SJDM Conference, San Diego, CA (oral presentation, November 2022)
  • Rising Scholars Conference at Chicago Booth, Virtual (oral presentation, November 2022)
  • AOM Annual Meeting, Seattle, WA (organized presenter symposium “The Consequences of Competition in Organizations,” August 2022)

Symposium participants: Samantha N. Smith, Sarah Doyle, Tom Grad, Samir Nurmohamed, Jieun Pai, Corinne Bendersky, Edward Chang, Hee Young Kim, Sijun Kim, Erika Kirgios, Katherine Milkman, Christoph Riedl, and Zoe Schwingel-Sauer.

Smith, Samantha N. (2021, October). In Conversation with Linda Hill, Ph.D. Rising Scholars Conference at Harvard Business School, Boston, MA.

Invited Industry Talks

Smith, Samantha N. (2026, April). Influence Without a Blueprint: Standing Out, Moving Up, and Belonging at Work. Invited fireside chat at Alliant Insurance Services, Inc., Virtual.

Smith, Samantha N. (2026, April). Democratizing Access to Opportunity: How to Move from Intention to Infrastructure. Invited speaker at Amono+Lead, United Nations, New York City, NY.

Brown, Ashley R. and Smith, Samantha N. (2026, March). Leading with Authenticity in Rooms that Matter. Invited presentation for ghSMART at Harvard Black Law Student Association Spring Conference 2026, Boston, MA.

Smith, Heidi, Hellauer, Samantha, Paul, Reshmi, and Smith, Samantha N. (2026, January). Products and Measures for Identifying High Potential Talent. Invited presentation at ghSMART Team-Wide Meeting, Virtual.

Smith, Samantha N. (2025, July). The Data-Driven Workforce: Transforming Human Capital into Competitive Advantage. Moderated conversation with Matthew Breitfelder at Apollo Global Management, New York City, NY.

+ Presented by co-author(s)

Translation to Practice

For Organizations

For Organizations

My research raises questions worth examining: how organizations track sponsorship alongside mentorship; how promotion processes account for who is being advocated for versus who is being left to navigate alone; and how developmental infrastructure can distribute the relational capacities senior leadership requires rather than leaving them to individual effort.

For Leaders

For Leaders

My research raises questions worth examining: when self-reliance has shifted from a strength to a constraint; how to build sponsor relationships intentionally rather than waiting for them to emerge; and how to develop relational capacities—delegation, coalition-building, influence through others—that individual capital alone may not build.